Rules: SEC and State of Texas
Location of ADV online: www.sec.gov
IARD for ADV filings, etc.: www.iard.com
Investment terms: www.investopedia.com
North American Securities Administration Association: www.nasaa.org/industry-resources/investment-advisers/
Jurisdictions implementing an IAR CE requirement: https://www.nasaa.org/industry-resources/investment-advisers/investment-adviser-representative-continuing-education/iar-ce-map/
Information regarding IAR CE requirement: https://www.nasaa.org/industry-resources/investment-advisers/investment-adviser-representative-continuing-education/
IAR CE FAQs: https://www.nasaa.org/industry-resources/investment-advisers/resources/iar-ce-faq/
List of approved CE providers: https://www.nasaa.org/industry-resources/approved-iar-ce-providers/
FinPro account FAQs - managing CE credits and requirements: https://www.finra.org/registration-exams-ce/finpro/faq
13F and 13H filings: https://www.netacn.com
Exam prep help:
www.solomonexamprep.com/series65
Portfolio management and performance reporting: www.tamaracinc.com
Secure file transfer and sharing: www.sharefile.com
Surprise exams: Weaver & Tidwell, L.L.C.
Houston, TX (713) 850-8787
Surprise exams: Howard, LLP
Dallas, TX (214) 346-0750